The Implementation of Community Law in the Member States

Project Directors Prof. Dr. Thomas König Project Staff Dr. Lars Mäder, Alexandros Tegos DFG-funded 2007 – 2010

Research question/goal:

The goal of this research project is to assess whether the member states of the European Union implement EU directives correctly and in due time, and which factors might help to explain occurring implementation failures. Over the last twenty years an on-going debate on the extent and relevance of non-compliance has emerged in the EU integration literature. This discussion focuses on Community directives, which require explicit implementation into national law while leaving the choice of implementing measure to the member states (Article 249 EC). The binding nature of directives not only stipulates that directives be implemented, but that successful implementation occurs "in due time" and "correctly" (Prechal, 1995: 20). Due to complex nature of the content of directives compliance studies usually analysed the implementation quality of only a selected directive in selected member states or used rather indirect measures of the implementation quality such as data on infringement procedures issued by the Commission.
In order to answer the research questions and to give a quantitative insight into the implementation quality of the EU member states, this study analyzes the implementation record of 21 selected EU directives in all fifteen “old” member states. The quality of the national implementation record should be assessed according to two distinct criteria, namely the timeliness and the correctness of the national transposition measures. This, however, does not require the examination of the implementation of the whole content of the selected directives but only the examination of the implementation of issue-specific obligations of these directives. The required information about the main issues of the selected directives comes from the international research project "Decision Making in the European Union" (Thomson et al. 2006).
The evaluation of the national implementation process revealed significant variation across the member states and across the included directives. While states can reach consensus by trading their issue-specific interests on legal obligations on the international level, we find that a state’s issue-specific disagreement, power and administrative capacity mainly explain (in)correct implementation on the national level. International agencies and other states can hardly prevent a state from incorrect implementation, but they can reduce notification duration when the violating state is in a minority position. This suggests that states apply an issue-specific implementation logic within their domestic jurisdictions which promotes non-compliance.


Publications

Book Chapters

  • Brouard, Sylvain, Olivier Costa (Eds.) König, Thomas, Tanja Dannwolf, Brooke Luetgert (2012): EU Legislative Activities and Domestic Politics. 21-38. New York, Springer. More
  • Brouard, Sylvain, Olivier Costa (Eds.) König, Thomas, Lars Mäder (2012): Going Beyond: Causes of Europeanization. 223-240. New York, Springer. More

Journal Articles

  • König, Thomas, Brooke Luetgert (2009): Troubles with Transposition? Explaining Trends in Member-State Notification and the Delayed Transposition of EU Directives. British Journal of Political Science, 39, 1, 163-194. More
  • König, Thomas, Lars Mäder (2009): Antwort auf die Replik von Daniel Göler zum Beitrag „Das Regieren jenseits des Nationalstaates und der Mythos einer 80-Prozent-Europäisierung in Deutschland“. Politische Vierteljahresschrift, 50, 1, 80-85. More
  • König, Thomas, Lars Mäder (2008): Das Regieren jenseits des Nationalstaates und der Mythos einer 80-Prozent-Europäisierung in Deutschland. Politische Vierteljahresschrift, 49, 3, 438-463. More

Presentations

  • König, Thomas (2009): The Europeanization of Domestic Politics: From Executive Dominance to Parliamentary Scrutiny. [Presentation, University of Milan, Graduate School, 18/06/2009 - 18/06/2009]. More
  • König, Thomas (2009): Cabinets and the Transposition of EU Directives. [Workshop on Public Opinion, Institutions and Representation in the European Union, Stanford University, Stanford, 06/04/2009 - 06/04/2009]. More
  • Mäder, Lars (2009): Complying Correct and on Time: An Empirical Study of Member States’ Compliance Record in the Transposition of EC Directives. [2009 Annual Meeting of the American Political Science Association (APSA), Toronto, ON, 02/09/2009 - 05/09/2009]. More
  • König, Thomas (2009): Implementing correct and on time? A comparative study of the transposition record of EU member states on EC directives. [Princeton International Relations Faculty Colloquium, Princeton University, 09/11/2009 - 09/11/2009]. More
  • König, Thomas (2009): Measuring the Europeanization of Law-making in Institutional Context: From Executive Dominance to Parliamentary Scrutiny. [Measuring the Europeanization of Public Policies Beyond the 80%-Myth, WZB, Berlin, 26/02/2009 - 27/02/2009]. More
  • König, Thomas (2009): The Status Quo Bias on the EU Budget (Heikki Kauppi/Mika Widgren). [BEPA Workshop on the Political Economy of EU Public Finances, Brüssel, European Commission, 04/02/2009 - 04/02/2009]. More
  • König, Thomas, Lars Mäder (2009): Cabinets and the transportation of EC directives. [2nd Conference on the Political Economy of International Organizations (PEIO), Genf, 28/01/2009 - 30/01/2009]. More
  • König, Thomas, Lars Mäder (2008): Compliance within the European Union. [Fourth Pan-European Conference on EU Politics, University of Latvia, Riga, 24/09/2008 - 26/09/2008]. More
  • König, Thomas (2007): The Delegation of transition powers in the member states of the EC. [2. Konferenz des DFG-Schwerpunktprogramms Institutionelle Gestaltung föderaler Systeme, Wissenschaftszentrum Berlin für Sozialforschung (WZB), 30/08/2007 - 01/09/2007]. More
  • König, Thomas (2007): Designing tools for ex ante resource policy assessment. [4th ECPR General Conference, The implementation of community law in the member states of the European Union, University of Pisa, 05/09/2007 - 08/09/2007]. More
  • König, Thomas (2007): Barry R. Weingast: "Second Generation Fiscal Federalism: Implications for Decentralized Democratic Governance and Economic Developement". [Conference on Fiscal Federalism: Intergovernmental Relations, Competition and Accountability, Social Science Research Center Berlin (WZB), 17/10/2007 - 19/10/2007]. More

Reports

  • König, Thomas, Lars Mäder (2007): The delegation of transposition powers in the member states of the EC: From a transaction cost perspective. Pisa . More